|
数据来源：国泰安。 清洗数据cd C:\Download
fs *.zip
foreach f in `r(files)'{
unzipfile `f'
}
*
cd C:\Download
fs *.xlsx
foreach f in `r(files)'{
import excel using "`f'" , firstrow clear
qui{
foreach v of var * {
la var `v' "`=`v'[1]'"
replace `v' = "" if _n == 1
}
drop in 1/2
qui foreach v of var * {
cap destring `v', replace
}
sca f_temp = "`f'"
loc fname = usubinstr(f_temp,".xlsx","",.)
compress
}
di ".........................................."
save "`fname'.dta", replace
d
l in 1
}变量预览..........................................
(file ar_afbranchinfo.dta not found)
file ar_afbranchinfo.dta saved
Contains data from ar_afbranchinfo.dta
Observations: 4,653
Variables: 12 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
BranchName str80 %80s 分所名称
LordCertifica~r long %10.0g 主所证书编号
BranchNumber int %10.0g 分所编号
EntryTime str10 %10s 数据更新时间
RegistedCity str15 %15s 所在城市
ApprovalTime str10 %10s 批准成立时间
BranchHead str12 %12s 分所负责人
Phone str43 %43s 电话
Email str41 %41s 电子邮箱
CPANumber int %10.0g 注册会计师人数
PractitionerN~r int %10.0g 从业人员人数
InstitutionID long %10.0g 机构ID
------------------------------------------------------------------------------------------------
Sorted by:
+------------------------------------------------------------------------------------+
1. | BranchName | LordCe~r | Branch~r | EntryTime |
| 安永华明会计师事务所(特殊普通合伙)大连分所 | 11000243 | 2101 | 2017-11-22 |
|------------------------------------------------------------------------------------|
| Regist~y | Approval~e | Branch~d | Phone | Email | CPANum~r |
| 大连市 | 2012-07-27 | 周华 | 0411-82528997 | [email protected] | 13 |
|------------------------------------------------------------------------------------|
| Practi~r | Instit~D |
| 76 | 10383712 |
+------------------------------------------------------------------------------------+
(14 vars, 10,236 obs)
..........................................
(file ar_afchange.dta not found)
file ar_afchange.dta saved
Contains data from ar_afchange.dta
Observations: 10,234
Variables: 14 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
Symbol long %10.0g 股票代码
ShortName str16 %16s 证券简称
DeclareDate str10 %10s 公告日期
InfoSource byte %10.0g 信息来源
AuditContent byte %10.0g 审计内容
ChangeDate str10 %10s 变更日期
ReasonID byte %10.0g 变更原因编码
ChangeReasonD~n strL %9s 变更原因描述
ChangedOfficeID long %10.0g 变更后事务所ID
ChangedOffice str65 %65s 变更后事务所
ChangeFormerO~D long %10.0g 变更前事务所ID
ChangeFormerO~e str65 %65s 变更前事务所
IsPrepared byte %10.0g 是否报备
Comments str1087 %1087s 备注
------------------------------------------------------------------------------------------------
Sorted by:
+---------------------------------------------------------------------------------------+
1. | Symbol | ShortN~e | DeclareD~e | InfoSo~e | AuditC~t | Chang~te | ReasonID | Change~n |
| 1 | 深发展 | 2008-04-28 | 2 | 1 | | 15 | |
|---------------------------------------------------------------------------------------|
| Change.. | ChangedOffice | Change.. | ChangeFormerOffice | IsPrep~d |
| 107023 | 安永华明会计师事务所 | 107254 | 深圳鹏城会计师事务所有限公司 | 1 |
|---------------------------------------------------------------------------------------|
| Comments |
| |
+---------------------------------------------------------------------------------------+
(16 vars, 1,380 obs)
..........................................
(file ar_afcpaviolat.dta not found)
file ar_afcpaviolat.dta saved
Contains data from ar_afcpaviolat.dta
Observations: 1,378
Variables: 16 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
ViolationID long %10.0g 违规事件ID
Symbol long %10.0g 股票代码
ViolatorName str59 %59s 违规主体名称
DisposalDate str10 %10s 处理文件日期
InvolvedAccou~g str13 %13s 涉及会计师
Promulgator str41 %41s 公告发布机构
DocumentNumber str90 %90s 处理文件号
Supervisor str41 %41s 处理单位
ViolationType str209 %209s 违规类型
Law strL %9s 违反的法律法规
ViolationYear str54 %54s 违规年度
Activity strL %9s 违规行为
PunishmentMea~e str1584 %1584s 处罚措施
PunishmentType str23 %23s 处罚方式
Penalty double %10.0g 处罚金额
Comments str805 %805s 备注
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | Violat~D | Symbol | Viola~me | Disposal~e | Involv~g | Promulgator |
| 40125242 | 4 | 万海青 | 2022-10-08 | | 其他(中国证监会深圳监管局) |
|-----------------------------------------------------------------------------------------|
| DocumentNumber | Supervisor | Viola~pe |
| 行政监管措施决定书(2022)161号 | 其他(中国证监会深圳监管局) | P2599 |
|-----------------------------------------------------------------------------------------|
| Law |
| 不符合《中国注册会计师审计准则第1141号——财务报表审计中与舞弊相关的责任》(2019年)第十.. |
|-----------------------------------------------------------------------------------------|
| Violat~r |
| 2021 |
|-----------------------------------------------------------------------------------------|
| Activity |
| 经查,你们在执业中存在以下问题:一、风险评估程序不到位(一)未恰当识别营业成本相关的风险.. |
|-----------------------------------------------------------------------------------------|
| PunishmentMeasure |
| 根据《上市公司信息披露管理办法》第六十五条的规定,我局决定对你所及注册会计师申宏波、万.. |
|-----------------------------------------------------------------------------------------|
| Punis~pe | Penalty |
| P2699 | . |
|-----------------------------------------------------------------------------------------|
| Comments |
| 公司2020年年报审计执业项目的审计机构的注册会计师;采取出具警示函的监督管理措施。 |
+-----------------------------------------------------------------------------------------+
(25 vars, 261 obs)
..........................................
(file ar_afinfo.dta not found)
file ar_afinfo.dta saved
Contains data from ar_afinfo.dta
Observations: 259
Variables: 25 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
AccountingFir~e str58 %58s 事务所名称
InstitutionID long %10.0g 机构ID
EntryTime str10 %10s 数据更新时间
CertificateNu~r long %10.0g 证书编号
Contacts str59 %59s 联系人
ContactTeleph~e str25 %25s 联系电话
OfficeAddress str176 %176s 办公地址
Fax str17 %17s 传真
ZipCode long %10.0g 邮编
Email str26 %26s 电子邮箱
Website str28 %28s 网址
AuthorityAppr~l str19 %19s 批准设立机关
ApprovalTime str10 %10s 批准设立时间
LegalRepresen~e str30 %30s 法定代表人
RegisterCapital double %10.0g 注册资本
Organizationa~m str12 %12s 组织形式
ConversionTime str10 %10s 转制时间
ChiefAccountant str9 %9s 主任会计师
BranchNumber byte %10.0g 分所数量
ShareholderNu~r int %10.0g 股东人数
CPANumber int %10.0g 注册会计师人数
CPATotalNumber int %10.0g 注册会计师人数(含分所)
PractitionerN~r int %10.0g 从业人员人数
PractitionerT~r int %10.0g 从业人员人数(含分所)
Comments byte %10.0g 备注
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | AccountingFirmName | Instit~D | EntryTime | Certif~r | Contacts |
| 安永华明会计师事务所(特殊普通合伙) | 107023 | 2017-11-03 | 11000243 | 金馨 |
|-----------------------------------------------------------------------------------------|
| ContactTel~e | OfficeAddress | Fax |
| 010-58153142 | 北京市东城区东长安街1号东方广场安永大楼17层01-12室 | 010-58114142 |
|-----------------------------------------------------------------------------------------|
| ZipCode | Email | Website | Author~l | Approval~e | LegalR~e |
| 100738 | [email protected] | www.ey.com/china | 财政部 | 1992-07-17 | 毛鞍宁 |
|----------+------------------------------------------------------------------------------|
| Regist~l | Organi~m | Conversi~e | ChiefA~t | Branch~r | Shareh~r | CPANum~r | CPATot~r |
| 10000 | 特殊合伙 | 2012-07-31 | 张明益 | 16 | 141 | 354 | 1110 |
|-----------------------------------------------------------------------------------------|
| Practi.. | P~Tota~r | Comments |
| 1155 | 4530 | . |
+-----------------------------------------------------------------------------------------+
(6 vars, 843 obs)
..........................................
(file ar_afqualifiinfo.dta not found)
file ar_afqualifiinfo.dta saved
Contains data from ar_afqualifiinfo.dta
Observations: 841
Variables: 6 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
InstitutionID long %10.0g 机构ID
AccountingFir~e str58 %58s 事务所名称
Qualifications str120 %120s 执业资质
ObtainTime str10 %10s 取得时间
EntryTime str10 %10s 数据更新时间
ApprovalAutho~y str102 %102s 批准机关
------------------------------------------------------------------------------------------------
Sorted by:
+----------------------------------------------------------------------------------------+
1. | Instit~D | AccountingFirmName | Qualifications |
| 107023 | 安永华明会计师事务所(特殊普通合伙) | 北京市2013年度高新技术企业认定中介机构 |
|----------------------------------------------------------------------------------------|
| ObtainTime | EntryTime | ApprovalAu~y |
| 2013-07-01 | 2017-11-03 | 北京市科委等 |
+----------------------------------------------------------------------------------------+
(16 vars, 29,200 obs)
..........................................
(file ar_cpainfo.dta not found)
file ar_cpainfo.dta saved
Contains data from ar_cpainfo.dta
Observations: 29,198
Variables: 16 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
SgnTime str10 %10s 统计时间
Name str19 %19s 姓名
PersonID long %10.0g 人员ID
Gender str1 %9s 性别
AccountingFir~D long %10.0g 所在事务所ID
AccountingFirm str80 %80s 所在事务所
Position str45 %45s 所内职务
IsPartner byte %10.0g 是否合伙人
IsPartyMember byte %10.0g 是否党员
Degree byte %10.0g 学历
GraduationSch~l str63 %63s 毕业学校
Major str56 %56s 专业
EntitledWay byte %10.0g 资格取得方式
EntitledTime str10 %10s 资格取得时间
ApprovedRegiT~e str10 %10s 批准注册时间
CertificateNu~r double %10.0g 证书编号
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | SgnTime | Name | PersonID | Gender | Accoun~D | AccountingFirm |
| 2017-11-06 | 王鹏程 | 30430542 | M | 107023 | 安永华明会计师事务所(特殊普通合伙) |
|-----------------------------------------------------------------------------------------|
| Position | IsPa~ner | IsPa~ber | Degree | GraduationSchool | Major | Entitl~y |
| 合伙人 | 1 | 0 | 4 | 财政部财政科学研究所 | 会计 | 1 |
|-----------------------------------------------------------------------------------------|
| Entitl~e | Approved~e | Certifi~r |
| 1997 | 2000-08-01 | 1.000e+11 |
+-----------------------------------------------------------------------------------------+
(6 vars, 2,066 obs)
..........................................
(file ar_cpastructure.dta not found)
file ar_cpastructure.dta saved
Contains data from ar_cpastructure.dta
Observations: 2,064
Variables: 6 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
InstitutionID long %10.0g 机构ID
AccountingFir~e str58 %58s 事务所名称
StatisticalSc~D byte %10.0g 统计范围编码
EntryTime str10 %10s 数据更新时间
ClassifyID byte %10.0g 结构分类
Persons int %10.0g 人数
------------------------------------------------------------------------------------------------
Sorted by:
+----------------------------------------------------------------------------------+
1. | Instit~D | AccountingFirmName | Statis~D | EntryTime | Classi~D |
| 107023 | 安永华明会计师事务所(特殊普通合伙) | 1 | 2017-11-03 | 1 |
|----------------------------------------------------------------------------------|
| Persons |
| 0 |
+----------------------------------------------------------------------------------+
(7 vars, 18,202 obs)
..........................................
(file ar_fincorrect.dta not found)
file ar_fincorrect.dta saved
Contains data from ar_fincorrect.dta
Observations: 18,200
Variables: 7 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
Symbol long %10.0g 股票代码
ShortName str55 %55s 证券简称
EndDate str10 %10s 截止日期
DeclareDate str10 %10s 公告日期
CorrectionType byte %10.0g 更正类型
Corrections str170 %170s 更正事项
CorrectionOrder byte %10.0g 更正次序
------------------------------------------------------------------------------------------------
Sorted by:
+---------------------------------------------------------------------------------+
1. | Symbol | ShortN~e | EndDate | DeclareD~e | Correc~e | Corrections |
| 1 | 平安银行 | 2017-12-31 | 2018-06-09 | 2 | 2017年年度报告补充公告 |
|---------------------------------------------------------------------------------|
| Correc~r |
| 1 |
+---------------------------------------------------------------------------------+
(4 vars, 13,496 obs)
..........................................
(file ar_fincorrectstat.dta not found)
file ar_fincorrectstat.dta saved
Contains data from ar_fincorrectstat.dta
Observations: 13,494
Variables: 4 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
Symbol long %10.0g 股票代码
ShortName str55 %55s 证券简称
SgnYear str10 %10s 统计年度
CumulativeCor~n byte %10.0g 累计修正次数
------------------------------------------------------------------------------------------------
Sorted by:
+-------------------------------------------+
| Symbol ShortN~e SgnYear Cumula~n |
|-------------------------------------------|
1. | 1 平安银行 2017-12-31 1 |
+-------------------------------------------+
(17 vars, 23,177 obs)
..........................................
(file ar_finrestat.dta not found)
file ar_finrestat.dta saved
Contains data from ar_finrestat.dta
Observations: 23,175
Variables: 17 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
Symbol long %10.0g 股票代码
DeclareDate str10 %10s 公告日期
Title str253 %253s 公告标题
RestatementOb~t byte %10.0g 重述对象
RestatementYear str10 %10s 重述年度
ChangeDescrip~n strL %9s 变更描述
RestatementType byte %10.0g 重述类型
ReasonDescrip~n byte %10.0g 原因说明
IsLag byte %10.0g 是否滞后
SurplusChange byte %10.0g 盈余变更方向
AdjustmentRea~n byte %10.0g 盈余调整原因
AdjustmentCau~p strL %9s 盈余调整原因描述
InfluenceAmount double %10.0g 影响金额
IsFinancialDa~e byte %10.0g 是否涉及财务数据变更
AdjustedAccou~s str594 %594s 调整的会计科目
RetellInitiator str60 %60s 重述发起方
Notes strL %9s 备注
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | Symbol | DeclareD~e | Title | Restat~t |
| 1 | 2018-03-15 | 平安银行股份有限公司关于会计政策变更的公告 | 3 |
|-----------------------------------------------------------------------------------------|
| Restatem~r |
| 2018-03-31 |
|-----------------------------------------------------------------------------------------|
| ChangeDescription |
| （一）新金融工具会计准则相关会计政策变更：1、根据新金融工具会计准则的衔接规定，本行无.. |
|-----------------------------------------------------------------------------------------|
| Restat~e | Reason~n | IsLag | Surplu~e | Adjust~n | Adjust~p | Influe~t | IsFina~e |
| 10 | 2 | 0 | . | . | | . | 1 |
|-----------------------------+-----------------------------------------------------------|
| Adjust~s | RetellIn~r | Notes |
| | 公司董事会 | |
+-----------------------------------------------------------------------------------------+
(15 vars, 1,075 obs)
..........................................
(file ar_finviolation.dta not found)
file ar_finviolation.dta saved
Contains data from ar_finviolation.dta
Observations: 1,073
Variables: 15 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
ViolationID long %10.0g 违规事件ID
Symbol long %10.0g 股票代码
DeclareDate str10 %10s 公告日期
DisposalDate str10 %10s 处理文件日期
Promulgator str41 %41s 公告发布机构
FileName str233 %233s 公告文件名称
DocumentNumber str106 %106s 处理文件号
Supervisor str122 %122s 处理单位
ViolationType str313 %313s 违规类型
Law strL %9s 违反的法律法规
ViolationYear str54 %54s 违规年度
Activity strL %9s 违规行为
PunishmentMea~e strL %9s 处分措施
PunishmentType str23 %23s 处罚方式
Penalty double %10.0g 处罚金额
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | Violat~D | Symbol | DeclareD~e | Disposal~e | Promul~r |
| 405974 | 4 | 2013-06-06 | 2013-04-12 | 上市公司 |
|-----------------------------------------------------------------------------------------|
| FileName | DocumentNumber | Supervisor |
| 关于深圳证监局现场检查监管意见的整改方案 | 深圳证监局【2013】34号 | 其他(深圳证监局) |
|-----------------------------------------------------------------------------------------|
| ViolationType |
| P2515;P2515;P2503、P2599;P2599 |
|-----------------------------------------------------------------------------------------|
| Law |
| 违反了公司《信息披露管理制度》的相关规定。违反了《公司章程》中关于股东大会、董事会、.. |
|-----------------------------------------------------------------------------------------|
| ViolationYear |
| 2010;2011;2012;N/A |
|-----------------------------------------------------------------------------------------|
| Activity |
| 一、信息披露方面存在的主要问题
（一）公司关于茂名力拓投资事项的信息披露与实际状况不.. |
|-----------------------------------------------------------------------------------------|
| Punis~re | Punis~pe | Penalty |
| | P2699 | . |
+-----------------------------------------------------------------------------------------+
(18 vars, 66,677 obs)
..........................................
(file ar_listcompaudit.dta not found)
file ar_listcompaudit.dta saved
Contains data from ar_listcompaudit.dta
Observations: 66,675
Variables: 18 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
Symbol long %10.0g 股票代码
EndDate str10 %10s 统计截止日期
Source byte %10.0g 审计来源
AccountingFir~e str91 %91s 事务所名称
InstitutionID long %10.0g 机构ID
TerritoryFore~y byte %10.0g 境内外标识
AuditItems byte %10.0g 审计事项
IsChangeFirm byte %10.0g 会计事务所是否变更
AuditorTenure byte %10.0g 审计任期
SignatureCPA str47 %47s 签字会计师
PersonID str35 %35s 人员ID
IsChangeCPA byte %10.0g 签字会计师是否变更
ChangedReason strL %9s 签字会计师变更原因
IsAuditCommit~p byte %10.0g 是否设置审计委员会
AuditCommitte~r byte %10.0g 审计委员会人数
IndependentDi~r byte %10.0g 审计委员会独立董事人数
AuditCommitt~rs str110 %110s 审计委员会成员
AuditCommitt~es byte %10.0g 审计委员会召开次数
------------------------------------------------------------------------------------------------
Sorted by:
+-----------------------------------------------------------------------------------------+
1. | Symbol | EndDate | Source | AccountingFirmName | Instit~D | Territ~y | AuditI~s |
| 1 | 2000-12-31 | 0 | 深圳鹏城会计师事务所 | 107254 | 1 | 1 |
|------------------------------+----------------------------------------------------------|
| IsChan~m | Audito~e | Signature~A | PersonID | IsChan~A |
| 1 | 1 | 张克理,梁烽 | 30283102,3070062 | 1 |
|-----------------------------------------------------------------------------------------|
| ChangedReason |
| 报告期内鉴于本行原聘请的深圳中审会计师事务所因改制已被深圳市注册会计师协会注销按照有.. |
|-----------------------------------------------------------------------------------------|
| IsAudi~p | AuditC~r | Indepe~r | Audit~rs | Audit~es |
| 0 | . | . | | . |
+-----------------------------------------------------------------------------------------+
(25 vars, 1,907 obs)
..........................................
(file ar_top100afrank.dta not found)
file ar_top100afrank.dta saved
Contains data from ar_top100afrank.dta
Observations: 1,905
Variables: 25 18 Apr 2023 08:32
------------------------------------------------------------------------------------------------
Variable Storage Display Value
name type format label Variable label
------------------------------------------------------------------------------------------------
RatingYear int %10.0g 评比年度
InstitutionID long %10.0g 机构ID
AccountingFir~e str60 %60s 事务所名称
Rank int %10.0g 排名
DeclareDate str10 %10s 公布日期
BusinessIncome double %10.0g 业务收入
RevenueGrowth double %10.0g 业务收入增长率(%)
BranchBusines~e double %10.0g 分所业务收入
AuditIncome long %10.0g 审计收入
AssessmentInc~e double %10.0g 资产评估收入
CPANumber int %10.0g CPA人数
TrainingCompl~n double %10.0g 培训完成率(%)
TalentReserve~r byte %10.0g 领军人才后备人选数
ReducedScore double %10.0g 应减分值
BranchNumber byte %10.0g 分所数量
PractitionerN~r int %10.0g 从业人员数
PerCapitaIncome int %10.0g 人均业务收入
PartnersNumber byte %10.0g 合伙人数
LessThan30Yea~d int %10.0g 小于30岁人数
Thirty_FiftyY~d int %10.0g 30-50岁人数
MoreThan50Yea~d int %10.0g 大于50岁人数
MasterDegreeO~e int %10.0g 硕士学历(硕士以上)
BachelorDegree int %10.0g 本科学历
CollegeDegree~w int %10.0g 大专学历及以下学历
CompositeScore double %10.0g 综合得分
------------------------------------------------------------------------------------------------
Sorted by:
+---------------------------------------------------------------------------------------+
1. | Rating~r | Instit~D | AccountingFirmName | Rank | DeclareD~e | Busine~e |
| 2003 | 107374 | 普华永道中天会计师事务所 | 1 | 2003-08-31 | 76631 |
|---------------------------------------------------------------------------------------|
| Revenu~h | Branch~e | AuditI~e | Assess~e | CPANum~r | Traini~n | Talent~r | Reduce~e |
| . | . | . | . | 391 | . | . | . |
|----------+----------+----------+----------+----------+----------+----------+----------|
| Branch~r | Practi~r | PerCap~e | Partne~r | LessTh~d | Thirty~d | MoreTh~d | Master~e |
| . | . | . | . | 270 | 118 | 3 | 16 |
|---------------------------------------------------------------------------------------|
| Bachel~e | Colleg~w | Compos~e |
| 362 | 13 | . |
+---------------------------------------------------------------------------------------+（完）
|